DFX Intelligence

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F•••• T••• M••••••••• L••

Institutional managerSEC-registered2 private funds· Solana Beach, Californiawebsite

Institutional manager, based in Solana Beach, California, reporting $900M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-25 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $900M
Advisors: 0
RAUM change, 1 year: +68%
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-03-25 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. Last change: 25 Mar 2026, RAUM $537M to $900M (+67.7%) on the Form ADV filed 25 Mar 2026.

Every filed figure, and the identifiersCRD 327421 · SEC 801-128649 · 6 filingsShow

CRD 327421SEC 801-128649First filing on the tape Jul 28, 2023, latest Mar 25, 2026SEC status approved since Aug 28, 2023IAPD

RAUM

$900M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

4 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

6 filings and snapshots on the tape

RAUM +68% over the last fiscal year · the tape starts Jul 28, 2023

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$900M as of Mar 25, 2026

Mar 28, 2024$712M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 25, 2026

Mar 28, 20240 then

Employees (5.A)4 as of Mar 25, 2026

Mar 28, 20242 then

Private funds2 as of Mar 25, 2026

Mar 28, 20241 then

RAUM +68% over the last fiscal yearIARs 0 to 0

Practice profile

derived from the filing of Mar 25, 2026; every figure names its basis

Archetypes

Institutional asset manager

The rule behind each archetype, and every derived figure1 ruleShow

Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $225MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 90%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year: +68%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes testimonials (5.L.1.c)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

90% sovereign wealth funds, 10% pooled investment vehicles

The breakdown by client type, and the client counts2 client typesShow

Sovereign wealth funds$807M90%
Pooled investment vehicles$93.1M10%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 4reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: RAUM: 0% private clients, 10% pooled funds, 90% institutions; no related broker-dealer; no related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

2 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
F•••• T•••• L•	Hedge Fund	$33.8M	56	Nov 16, 2023
F•••• T••• R•• L•	Hedge Fund	$2.5M	4	Mar 25, 2026

Owners and control persons

Schedule A and B, latest filing

M•••••• T••••• A••••• · Directorcontrol
since 07/2023 · owns less than 5%
N••••••• C••••••••• R•••••• · Chief Compliance Officercontrol
since 07/2023 · owns less than 5%
R••••••• S••••••• A•••• · Directorcontrol
since 07/2023 · owns less than 5%
W•••••••• L•••• G•••• · Director, Managing Partner & Portfolio M••••••control
since 07/2023 · owns less than 5%
W•••••••• L•••• G•••• · M••••••control
since 05/2023 · owns 75% or more of W•• C••••••• L••

Entity owners

W•• C••••••• L•• · Member
direct · owns 50% to 75%
C• S••• K• P••• · Sole Member
indirect · owns 75% or more of C•••• L••
R• M••••••• L•• · M••••••
indirect · owns F of C•••• L••
C•••• L•• · Member
direct · owns 10% to 25%
L•••••• A•••••••• I••• C••• B•••••• P••• · Member
direct · owns 10% to 25%

All 6 entity owners

R••••• I••• C••• B•••••• P••• ••• T•• I••••••••• L•• C••• B•••••• P•••• · Member
direct · owns 10% to 25%

Related persons

Schedule D 7.A

F•••• T••• G•• L••
pooled vehicle sponsory

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

custody status changedChange between filings · filing Mar 25, 2026
custody of client assets (Item 9.A): yes on the filing of 2025-04-17, no on the filing of 2026-03-25
peers: institutional managers, $500M to $1B (71)

How anomalies are measured

What changed

consecutive filings, newest first

Advisory employees · 3 to 4
Apr 17, 2025 to Mar 25, 2026
Pooled vehicle clients · 2 to 3
Apr 17, 2025 to Mar 25, 2026
Assets in custody · 25816189.0 to unset
Apr 17, 2025 to Mar 25, 2026
Custody of client assets · true to false
Apr 17, 2025 to Mar 25, 2026
Employees · 3 to 4
Apr 17, 2025 to Mar 25, 2026

Full history · 37 changes

Discretionary RAUM · $537M to $900M
Apr 17, 2025 to Mar 25, 2026
Pooled vehicle RAUM · $25.8M to $93.1M
Apr 17, 2025 to Mar 25, 2026
RAUM · $537M to $900M
Apr 17, 2025 to Mar 25, 2026
Accounts · 3 to 4
Mar 28, 2024 to Apr 17, 2025
Advisory employees · 2 to 3
Mar 28, 2024 to Apr 17, 2025
Pooled vehicle clients · 1 to 2
Mar 28, 2024 to Apr 17, 2025
Assets in custody · $71.4M to $25.8M
Mar 28, 2024 to Apr 17, 2025
Employees · 2 to 3
Mar 28, 2024 to Apr 17, 2025
Financial planning clients · 0 to
Mar 28, 2024 to Apr 17, 2025
HQ city · DEL MAR to SOLANA BEACH
Mar 28, 2024 to Apr 17, 2025
Private funds · 1 to 2
Mar 28, 2024 to Apr 17, 2025
Discretionary RAUM · $712M to $537M
Mar 28, 2024 to Apr 17, 2025
Pooled vehicle RAUM · $71.4M to $25.8M
Mar 28, 2024 to Apr 17, 2025
RAUM · $712M to $537M
Mar 28, 2024 to Apr 17, 2025
Related adviser · false to true
Mar 28, 2024 to Apr 17, 2025
Accounts · 4 to 3
Nov 16, 2023 to Mar 28, 2024
Charity clients · 1 to 0
Nov 16, 2023 to Mar 28, 2024
Assets in custody · $55.9M to $71.4M
Nov 16, 2023 to Mar 28, 2024
Discretionary RAUM · $619M to $712M
Nov 16, 2023 to Mar 28, 2024
Pooled vehicle RAUM · $55.9M to $71.4M
Nov 16, 2023 to Mar 28, 2024
RAUM · $619M to $712M
Nov 16, 2023 to Mar 28, 2024
Accounts · unset to 4.0
Jul 28, 2023 to Nov 16, 2023
Charity clients · 0 to 1
Jul 28, 2023 to Nov 16, 2023
Pooled vehicle clients · 0 to 1
Jul 28, 2023 to Nov 16, 2023
Assets in custody · unset to 55930691.0
Jul 28, 2023 to Nov 16, 2023
Custody of client assets · false to true
Jul 28, 2023 to Nov 16, 2023
Private funds · unset to 1
Jul 28, 2023 to Nov 16, 2023
Discretionary RAUM · unset to 618858773.0
Jul 28, 2023 to Nov 16, 2023
HNW RAUM · 0.0 to unset
Jul 28, 2023 to Nov 16, 2023
Non-discretionary RAUM · unset to 0.0
Jul 28, 2023 to Nov 16, 2023
Pooled vehicle RAUM · $0 to $55.9M
Jul 28, 2023 to Nov 16, 2023
RAUM · unset to 618858773.0
Jul 28, 2023 to Nov 16, 2023

Signals

5 dated events

••• Locked
Mar 25, 2026 · RAUM change · derived
••• Locked
Mar 25, 2026 · private fund first reported · fact
••• Locked
Apr 17, 2025 · ria hq relocated · fact
••• Locked
Nov 16, 2023 · Control person left · inference
••• Locked
Jul 28, 2023 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Mar 25, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 25, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Institutional managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months.