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L••• C••••••

Independent wealth managerSEC-registeredwebsite

Independent wealth manager, reporting $663,433 of regulatory assets across 1 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$663,433
Advisors
1
Net advisor flow, 12 months
0
0 joined, 0 left
RAUM change, 1 year
+33072%
Private clients
100%
of RAUM, $663,433
See where advisers wentSee teams that moved
More
Advisors (1)Where the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

  1. +33071.7%
    RAUM, one year

    RAUM $2K to $663K (+33071.7%) on the Form ADV filed 14 Aug 2026, while advisors on the filing held at 1.

    The one filed measure of whether clients are staying.

    FactForm ADV Item 5History →
Every filed figure, and the identifiersCRD 328662 · SEC 801-129154 · 8 filingsShow
CRD 328662SEC 801-129154Legal name G•• I••••••••• A••••••• L••First filing on the tape Nov 2, 2023, latest Aug 14, 2026SEC status approved since Dec 4, 2023IAPD
RAUM
$663,433
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$663,433 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$663,433
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape

RAUM +33072% over the last fiscal year · the tape starts Nov 2, 2023

Peer group: Independent wealth managers, under $100M, 707 firms

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$663,433 as of Aug 14, 2026
Mar 24, 2025$2,000 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Aug 14, 2026
Mar 11, 20241 then
Employees (5.A)2 as of Aug 14, 2026
Mar 11, 20242 then
Private funds: no history
RAUM +33072% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Aug 14, 2026; every figure names its basis
Archetypes
The rule behind each archetype, and every derived figure1 ruleShow
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office, and at most 25 employees (Item 5.A)
RAUM per advisor
$663,433derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$221,144derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 office incl. principal (1.F.5)
RAUM growth, one year
+31767%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, otherreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing

100% individuals

The breakdown by client type, and the client counts1 client typesShow
  • Individuals$663,433100%
Individual clients
3reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
RAUM: 100% private clients, 0% pooled funds, 0% institutions; no related broker-dealer; no related bankderived
Advisor movement
0 left over 36 months
0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      1 on IAPD today; the longest tenured first
      NameBranchHere sinceIn industryPrior firms
      L•••• L•••New York, NyJul 18, 202410 y0
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • L•••• L•••• · Chief Compliance Officercontrol
        since 08/2023 · owns 75% or more
      Ownership changes
      2 Schedule A changes between consecutive filings, latest first
      • Removed G••••••••• F••• · Partner control
        filing of Dec 11, 2023, against Nov 2, 2023 · owns 50 to 75%
      • Removed G•• T••••••••• L•• · Member control
        filing of Dec 11, 2023, against Nov 2, 2023 · owns 75% or more · entity
      Who runs the funds
      related persons named most often on the Form D filings of the firm's funds
      No Form D related person is on record for this firm's funds.
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Business name · G•• I••••••••• A••••••• L•• to L••• C••••••
        Mar 25, 2026 to Aug 14, 2026
      • Discretionary RAUM · $637,332 to $663,433
        Mar 25, 2026 to Aug 14, 2026
      • Individual RAUM · $637,332 to $663,433
        Mar 25, 2026 to Aug 14, 2026
      • RAUM · $637,332 to $663,433
        Mar 25, 2026 to Aug 14, 2026
      • Accounts · 2 to 3
        Mar 24, 2025 to Mar 25, 2026
      Full history · 23 changes
      • Individual clients · 2 to 3
        Mar 24, 2025 to Mar 25, 2026
      • Discretionary RAUM · $2,000 to $637,332
        Mar 24, 2025 to Mar 25, 2026
      • Individual RAUM · $2,000 to $637,332
        Mar 24, 2025 to Mar 25, 2026
      • RAUM · $2,000 to $637,332
        Mar 24, 2025 to Mar 25, 2026
      • Accounts · unset to 2.0
        Jul 24, 2024 to Mar 24, 2025
      • Individual clients · unset to 2.0
        Jul 24, 2024 to Mar 24, 2025
      • Financial planning clients · 0 to 1-10
        Jul 24, 2024 to Mar 24, 2025
      • HQ city · unset to
        Jul 24, 2024 to Mar 24, 2025
      • HQ state · unset to
        Jul 24, 2024 to Mar 24, 2025
      • Discretionary RAUM · unset to 2000.0
        Jul 24, 2024 to Mar 24, 2025
      • Individual RAUM · unset to 2000.0
        Jul 24, 2024 to Mar 24, 2025
      • Non-discretionary RAUM · unset to 0.0
        Jul 24, 2024 to Mar 24, 2025
      • RAUM · unset to 2000.0
        Jul 24, 2024 to Mar 24, 2025
      • Accounts · 0.0 to unset
        Jan 17, 2024 to Mar 11, 2024
      • Financial planning clients · unset to 0
        Jan 17, 2024 to Mar 11, 2024
      • Discretionary RAUM · 0.0 to unset
        Jan 17, 2024 to Mar 11, 2024
      • Non-discretionary RAUM · 0.0 to unset
        Jan 17, 2024 to Mar 11, 2024
      • RAUM · 0.0 to unset
        Jan 17, 2024 to Mar 11, 2024
      Signals
      2 dated events
      • ••• Locked
        Dec 11, 2023 · Control person left · inference
      • ••• Locked
        Nov 2, 2023 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Web presence
      addresses the firm lists on IAPD today, and the ones its Form ADV filings listed before

      Website (2), LinkedIn company page (1), Instagram (1) · the addresses open with an account

      3 earlier addresses on Form ADV filings, the earliest seen Jul 24, 2024
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Aug 14, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Aug 14, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $663,433derivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026