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H••••••• G•••• U•• I•••

Independent wealth managerSEC-registered· Montreal, Quebec

Independent wealth manager, based in Montreal, Quebec, reporting $17.0M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$17.0M
Advisors
0
Private clients
100%
of RAUM, $17.0M
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 333217 · SEC 801-132288 · 5 filingsShow
CRD 333217SEC 801-132288First filing on the tape Mar 18, 2025, latest Jul 27, 2026SEC status approved since Apr 2, 2025IAPD
RAUM
$17.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$17.0M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape

Filed figures over time · the tape starts Mar 18, 2025

Peer group: Independent wealth managers, under $100M, 669 firms

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$17.0M as of Jul 27, 2026
Mar 18, 2025$0 then
HNW client RAUM$14.1M as of Jul 27, 2026
Mar 18, 2025$0 then
State-registered IARs (5.B.3)0 as of Jul 27, 2026
Mar 18, 20250 then
Employees (5.A)5 as of Jul 27, 2026
Mar 18, 20255 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 27, 2026; every figure names its basis
Archetypes
The rule behind each archetype, and every derived figure1 ruleShow
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.5MderivedHNW RAUM over HNW clients
Average account
$808,504derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing

83% high-net-worth individuals, 17% individuals

The breakdown by client type, and the client counts2 client typesShow
  • High-net-worth individuals$14.1M83%
  • Individuals$2.9M17%
Individual clients
16reported
HNW clients
4reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
21reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
RAUM: 100% private clients, 0% pooled funds, 0% institutions; a related broker-dealer; no related bank; no bank owner; 500% of advisors also broker-dealer representativesderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B••••• J••••• N•• · Chief Compliance Officercontrol
        since 07/2026 · owns less than 5%
      • G•••••• D••••••• J•••• · Chief Financial Officercontrol
        since 08/2024 · owns less than 5%
      • Z••••• M••••• •••• · Chief Executive Officercontrol
        since 08/2024 · owns 10% to 25%
      Ownership changes
      Schedule A, between consecutive filings
      No owner or control person joined or left between filings on the tape.
      Who runs the funds
      related persons named most often on the Form D filings of the firm's funds
      No Form D related person is on record for this firm's funds.
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • HNW clients · 0 to 4
        Jun 23, 2026 to Jul 27, 2026
      • HNW RAUM · $0 to $14.1M
        Jun 23, 2026 to Jul 27, 2026
      • Accounts · 0 to 21
        Sep 19, 2025 to May 26, 2026
      • Advisory employees · 3 to 5
        Sep 19, 2025 to May 26, 2026
      • Individual clients · 0 to 16
        Sep 19, 2025 to May 26, 2026
      Full history · 10 changes
      • Insurance-licensed employees · 4 to 5
        Sep 19, 2025 to May 26, 2026
      • Discretionary RAUM · $0 to $17.0M
        Sep 19, 2025 to May 26, 2026
      • Individual RAUM · $0 to $2.9M
        Sep 19, 2025 to May 26, 2026
      • RAUM · $0 to $17.0M
        Sep 19, 2025 to May 26, 2026
      • Financial planning clients · 0 to 0
        Mar 18, 2025 to Sep 19, 2025
      Signals
      1 dated events
      • ••• Locked
        Mar 18, 2025 · First SEC registration · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Jul 27, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months, RAUM change, 1 year.