DFX Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

K•••• C•••••• A••••••• P•• L•••

Institutional managerSEC-registered1 private funds· Mumbai, Maharashtrawebsite

Institutional manager, based in Mumbai, Maharashtra, reporting $633M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-06-29 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $633M
Advisors: 0
Private clients: 4.8%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-06-29 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 335212 · SEC 801-134035 · 2 filingsShow

CRD 335212SEC 801-134035First filing on the tape Jul 25, 2025, latest Jun 29, 2026SEC status approved since Aug 29, 2025IAPD

RAUM

$633M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

4.8%

$30.2M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

7 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

2 filings and snapshots on the tape

Filed figures over time · the tape starts Jul 25, 2025

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$633M as of Jun 29, 2026

Jul 25, 2025$742M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Jun 29, 2026

Jul 25, 20250 then

Employees (5.A)22 as of Jun 29, 2026

Jul 25, 202527 then

Private funds: 1

Practice profile

derived from the filing of Jun 29, 2026; every figure names its basis

Archetypes

Institutional asset manager

The rule behind each archetype, and every derived figure1 ruleShow

Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $3.1MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 92%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 office incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

92% sovereign wealth funds, 4.8% individuals, and 2 other client types

The breakdown by client type, and the client counts4 client typesShow

Sovereign wealth funds$579M92%
Individuals$30.2M4.8%
Pooled investment vehicles$18.6M2.9%
Corporations and businesses$4.6M0.7%

Individual clients: 189reported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 205reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: RAUM: 5% private clients, 3% pooled funds, 92% institutions; no related broker-dealer; no related bankderived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
K•••• C•••••• J•••••• F•••	Hedge Fund	$18.6M	78	Jun 29, 2026

Owners and control persons

Schedule A and B, latest filing

D••••• N•••••• P••••• · Director And Shareholdercontrol
since 12/2004 · owns 25% to 50%
L••••• P•••••• · Chief Executive Officercontrol
since 07/2025 · owns less than 5%
S••••• R••••••• V•••• · Director And Shareholdercontrol
since 12/2004 · owns 25% to 50%
D••••• M••••• P••••• · Shareholder
since 05/2005 · owns less than 5%
D••••• P•••••• T••••••••• · Shareholder
since 05/2005 · owns less than 5%

All 9 control persons

D••••• P••••• N••••• · Director And Shareholder
since 12/2004 · owns 10% to 25%
S••••• H••••• R•••••• · Director And Shareholder
since 07/2014 · owns 5% to 10%
S••••• R•••• R•••••• · Shareholder
since 06/2019 · owns less than 5%
S••••• S••••••• V••••• · Chief Compliance Officer
since 09/2016 · owns less than 5%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

business activity changedChange between filings · filing Jun 29, 2026
advises private funds (Item 7.B): no on the filing of 2025-07-25, yes on the filing of 2026-06-29
peers: institutional managers, $500M to $1B (71)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 176 to 205
Jul 25, 2025 to Jun 29, 2026
BD registered reps · 3 to 0
Jul 25, 2025 to Jun 29, 2026
Corporate clients · 17 to 14
Jul 25, 2025 to Jun 29, 2026
Individual clients · 157 to 189
Jul 25, 2025 to Jun 29, 2026
Employees · 27 to 22
Jul 25, 2025 to Jun 29, 2026

Full history · 10 changes

Private funds · unset to 1
Jul 25, 2025 to Jun 29, 2026
Discretionary RAUM · $742M to $633M
Jul 25, 2025 to Jun 29, 2026
Individual RAUM · $31.7M to $30.2M
Jul 25, 2025 to Jun 29, 2026
Pooled vehicle RAUM · $18.3M to $18.6M
Jul 25, 2025 to Jun 29, 2026
RAUM · $742M to $633M
Jul 25, 2025 to Jun 29, 2026

Signals

2 dated events

••• Locked
Jun 29, 2026 · private fund first reported · fact
••• Locked
Jul 25, 2025 · First SEC registration · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Jun 29, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Jun 29, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Institutional managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months, RAUM change, 1 year.