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Asset manager (funds and pooled vehicles)SEC-registered· Palm Beach, Florida

Asset manager (funds and pooled vehicles), based in Palm Beach, Florida, reporting $123M of regulatory assets across 1 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$123M
Form ADV
Advisors
1
IAPD
Net advisor flow, 12 months
0
0 joined, 0 left
IAPD registration history
Private clients
0.0%
of RAUM
Form ADV
See where advisers wentSee teams that moved
More
Advisors (1)Where the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 336339 · SEC 801-132807 · 3 filingsShow
CRD 336339SEC 801-132807First filing on the tape Apr 17, 2025, latest Mar 27, 2026SEC status approved since May 16, 2025IAPD
RAUM
$123M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$123M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape

Filed figures over time · the tape starts Apr 17, 2025

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$123M as of Mar 27, 2026
Apr 17, 2025$0 then
HNW client RAUM$0 as of Mar 27, 2026
Apr 17, 2025$0 then
State-registered IARs (5.B.3)1 as of Mar 27, 2026
Apr 17, 20251 then
Employees (5.A)3 as of Mar 27, 2026
Apr 17, 20251 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes
The rule behind each archetype, and every derived figure1 rulesShow
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$123MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$61.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing

100% other investment advisers

The breakdown by client type, and the client counts1 client typesShow
  • Other investment advisers$123M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
2reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
performancereported
Class basis
RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; no related bankderived
Advisor movement
0 left over 36 months
0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount
Left, latest
none on the tape
    Every departureEvery arrival
    Advisors registered through the firm
    1 on IAPD today; the longest tenured first
    NameBranchHere sinceIn industryPrior firms
    J••••• P•••• S•••••••Palm Beach, FlMay 23, 202515 y1
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    No Schedule A on the extract for this adviser.
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Discretionary RAUM · $243M to $123M
      Aug 19, 2025 to Mar 27, 2026
    • RAUM · $243M to $123M
      Aug 19, 2025 to Mar 27, 2026
    • Accounts · 0 to 2
      Apr 17, 2025 to Aug 19, 2025
    • Employees · 1 to 3
      Apr 17, 2025 to Aug 19, 2025
    • Discretionary RAUM · $0 to $243M
      Apr 17, 2025 to Aug 19, 2025
    Full history · 6 changes
    • RAUM · $0 to $243M
      Apr 17, 2025 to Aug 19, 2025
    Signals
    2 dated events
    • ••• Locked
      Mar 27, 2026 · RAUM change · derived
    • ••• Locked
      Apr 17, 2025 · First SEC registration · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Principal office phone
    ••• Lockedreportedpublic record, Form ADV, Mar 27, 2026
    Provenance
    Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
    RAUM per advisor
    $123Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026

    Not yet on record: RAUM change, 1 year.