DFX Intelligence

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C••• F•••

Asset manager (funds and pooled vehicles)SEC-registered13 private fundsUmbrella registration· Boca Raton, Floridawebsite

Asset manager (funds and pooled vehicles), based in Boca Raton, Florida, reporting $161M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-04-01 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $161M
Advisors: 0
Private clients: 0.0% of RAUM

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-04-01 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 337234 · SEC 801-134043 · 3 filingsShow

CRD 337234SEC 801-134043Legal name C••• F••• L••First filing on the tape Jun 30, 2025, latest Apr 1, 2026SEC status approved since Aug 1, 2025IAPD

RAUM

$161M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

3 filings and snapshots on the tape

Filed figures over time · the tape starts Jun 30, 2025

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM$161M as of Apr 1, 2026

Jun 30, 2025$175M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Apr 1, 2026

Jun 30, 20250 then

Employees (5.A)3 as of Apr 1, 2026

Jun 30, 20253 then

Private funds13 as of Apr 1, 2026

Jun 30, 202513 then

RAUM n/a over the last fiscal year

Practice profile

derived from the filing of Apr 1, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $12.4MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Custody: $161M, 13 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow

Pooled investment vehicles$161M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 13reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: $161M for 13 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

13 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
C•••••• Y•••• W••• P••••••••• F••• V••• L••	Private Equity Fund	$29.1M	94	Apr 1, 2026
C••• S•••• E••••• I• L••	Private Equity Fund	$25.9M	80	Apr 1, 2026
C•••••• Y•••• W••• P••••••••• Q• F••• V•• L••	Private Equity Fund	$21.5M	88	Mar 30, 2023
C••• Q• P•••••• D••• I• L••	Private Equity Fund	$15.9M	58	Mar 30, 2023
C•••••• Y•••• W••• P••••••••• F••• V•• L••	Private Equity Fund	$14.3M	64	Mar 31, 2022

All 13 private fundslargest gross assets first

Fund	Type	Gross assets	Owners	First reported
C•••••• Y•••• W••• P••••••••• F••• V• L••	Private Equity Fund	$12.1M	61	Apr 12, 2021
C•••••• Y•••• W••• P••••••••• Q• F••• V• L••	Private Equity Fund	$12.1M	71	Mar 31, 2022
C••••••••• I• L••	Private Equity Fund	$8.0M	38	Mar 31, 2022
C•••••• Y•••• W••• P••••••••• F••• I••• L••	Private Equity Fund	$7.3M	95	Aug 30, 2016
C•••••• Y•••• W••• P••••••••• Q• F••• I•• L••	Private Equity Fund	$5.8M	88	Apr 1, 2019
C••• P•••••• D••• I• L••	Private Equity Fund	$4.7M	38	Mar 30, 2023
C•••••• Y•••• W••• P••••••••• F••• I•• L••	Private Equity Fund	$2.7M	56	Mar 23, 2015
C•••••• Y•••• W••• P••••••••• F••• I•• L••	Private Equity Fund	$1.5M	42	Apr 1, 2019

Owners and control persons

Schedule A and B, latest filing

A••••• E••••• T••• · Managing Membercontrol
since 03/2025 · owns 75% or more
B••••• D••••• H••••••• · Managing Member, Chief Compliance Officercontrol
since 03/2025 · owns 10% to 25%
C•••• S••••• E•••••••• · Member
since 06/2023 · owns 5% to 10%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Assets in custody · $175M to $161M
Jun 30, 2025 to Mar 26, 2026
Discretionary RAUM · $175M to $161M
Jun 30, 2025 to Mar 26, 2026
Pooled vehicle RAUM · $175M to $161M
Jun 30, 2025 to Mar 26, 2026
RAUM · $175M to $161M
Jun 30, 2025 to Mar 26, 2026

Signals

2 dated events

••• Locked
Apr 1, 2026 · private fund first reported · fact
••• Locked
Apr 1, 2026 · private fund first reported · fact

Across DFX

shared identifiers only, never a name match

C••• F••• · Independent Sponsors
shared crd · capital_provider
C••• F••• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Apr 1, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Apr 1, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months, RAUM change, last fiscal year.