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A•••• P•••• C•••••• M••••••••• L••

Asset manager (funds and pooled vehicles)SEC-registered3 private funds· Lafayette, Coloradowebsite

Asset manager (funds and pooled vehicles), based in Lafayette, Colorado, reporting $121M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$121M
Form ADV
Advisors
0
IAPD
Private clients
0.0%
of RAUM
Form ADV
See where advisers wentSee teams that moved
More
AdvisorsWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

  1. New owner
    ownership and control

    A••• H••••••• L•• appeared on Schedule A as an owner on 15 May 2026.

    A change of owner or control is when advisors reconsider where they sit and when an acquirer's retention is tested.

    FactForm ADV Schedule A and Item 4For Recruiters, acquirersOwnership →
Every filed figure, and the identifiersCRD 337839 · SEC 801-136511 · 1 filingShow
CRD 337839SEC 801-136511First filing on the tape May 15, 2026, latest May 15, 2026SEC status approved since Jun 17, 2026IAPD
RAUM
$121M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
3
reported on Schedule D
History
1 filing and snapshots on the tape

Filed figures over time · the tape starts May 15, 2026

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM: $121M
HNW client RAUM: $0
State-registered IARs (5.B.3): 1
Employees (5.A): 6
Private funds: 3
Practice profile
derived from the filing of May 15, 2026; every figure names its basis
Archetypes
The rule behind each archetype, and every derived figure1 ruleShow
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office, and at most 25 employees (Item 5.A)
RAUM per advisor
$121MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$40.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
6.0derivedItem 5.A over advisors
Advisors per office
0.3derived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing

100% pooled investment vehicles

The breakdown by client type, and the client counts1 client typesShow
  • Pooled investment vehicles$121M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
3reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
RAUM: 0% private clients, 100% pooled funds, 0% institutions; no related broker-dealer; no related bankderived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the longest tenured first
      No representative is registered through this CRD on IAPD.
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A•••• P•••• T••••• J• L••Real Estate Fund$86.4M2May 15, 2026
      A•••• P•••• R••• A••••• F••• L•Real Estate Fund$51.0M32May 15, 2026
      A•••• P•••• R••• A••••• F••• F• L•Real Estate Fund$19.8M9May 15, 2026
      Owners and control persons
      Schedule A and B, latest filing
      • F••••••••• J••••••••• W••••••• · Member, Manager, Managing Director & Ccocontrol
        since 08/2025 · owns 10% to 25%
      • L•••••• C••••••••• D•••••• · Member, Manager, Managing Director, Ciocontrol
        since 08/2025 · owns 50% to 75%
      • S•••••• S••••••• T••• · Member, Manager, Managing Directorcontrol
        since 08/2025 · owns 10% to 25%
      Entity owners
      • A••• H••••••• L•• · Member
        direct · owns 10% to 25%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      4 dated events
      • ••• Locked
        May 15, 2026 · private fund first reported · fact
      • ••• Locked
        May 15, 2026 · private fund first reported · fact
      • ••• Locked
        May 15, 2026 · private fund first reported · fact
      • ••• Locked
        May 15, 2026 · First SEC registration · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, May 15, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, May 15, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months, RAUM change, 1 year.