DFX Intelligence
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Q•• C•••••• M••••••••• L••
Asset manager (funds and pooled vehicles)SEC-registered2 private funds· Fort Lauderdale, Floridawebsite
Asset manager (funds and pooled vehicles), based in Fort Lauderdale, Florida, reporting $250M of regulatory assets.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $250M
- Advisors
- 0
- Private clients
- 0.0% of RAUM
Form ADV
IAPD
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
What matters now
- New ownerownership and control
E••••••• H••••••• I•• appeared on Schedule A as an owner on 24 Jul 2026.
A change of owner or control is when advisors reconsider where they sit and when an acquirer's retention is tested.
Every filed figure, and the identifiersCRD 340892 · SEC 801-135581 · 2 filingsShowHide
CRD 340892SEC 801-135581First filing on the tape Mar 27, 2026, latest Jul 24, 2026SEC status approved since Mar 30, 2026IAPD
RAUM
$250M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$250M as of Jul 24, 2026
Mar 27, 2026$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 24, 2026
Mar 27, 20260 then
Employees (5.A)3 as of Jul 24, 2026
Mar 27, 20263 then
Private funds2 as of Jul 24, 2026
Mar 27, 20262 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 24, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShowHide
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $50.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$250M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Advisors registered through the firm
0 on IAPD today; the 10 longest tenured
No representative is registered through this CRD on IAPD.
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••• A•••• F••• I• C••••• M•••••• L• | Hedge Fund | $250M | 1 | Jul 24, 2026 |
| E••• L••••• G••••• F••• I• L• | Hedge Fund | $0 | 0 | Jul 24, 2026 |
Owners and control persons
Schedule A and B, latest filing
- O•••••••• J•••••• A••• · President / Chief Compliance Officercontrolsince 02/2026 · owns less than 5%
Entity owners
- E••••••• H••••••• I•• · Ownerdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 0 to 5Mar 27, 2026 to Jul 24, 2026
- Discretionary RAUM · $0 to $250MMar 27, 2026 to Jul 24, 2026
- Pooled vehicle RAUM · $0 to $250MMar 27, 2026 to Jul 24, 2026
- RAUM · $0 to $250MMar 27, 2026 to Jul 24, 2026
Signals
2 dated events
- ••• LockedJul 24, 2026 · private fund first reported · fact
- ••• LockedJul 24, 2026 · private fund first reported · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ••• Lockedreportedpublic record, Form ADV, Jul 24, 2026
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Jul 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- Not computedderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Not yet on record: net advisor flow, 12 months, RAUM change, last fiscal year.