DFX Intelligence

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M••••••• C•••••• M••••••••• L••

Asset manager (funds and pooled vehicles)SEC-registered1 private funds· San Antonio, Texas

Asset manager (funds and pooled vehicles), based in San Antonio, Texas, reporting $260M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-30 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $260M
Advisors: 0
Private clients: 0.0%

See where advisers went See teams that moved

Advisors Where the RAUM sits

As of 2026-03-30 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 341292 · SEC 801-135976 · 1 filingsShow

CRD 341292SEC 801-135976First filing on the tape Mar 30, 2026, latest Mar 30, 2026SEC status approved since Apr 17, 2026IAPD

RAUM

$260M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

1 filings and snapshots on the tape

Filed figures over time · the tape starts Mar 30, 2026

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow

RAUM: $260M

HNW client RAUM: no history

State-registered IARs (5.B.3): 6

Employees (5.A): 6

Private funds: 1

RAUM n/a over the last fiscal year

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: $43.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $2.5MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 6.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

73% other investment advisers, 27% pooled investment vehicles

The breakdown by client type, and the client counts2 client typesShow

Other investment advisers$190M73%
Pooled investment vehicles$69.6M27%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 106reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the longest tenured first

No representative is registered through this CRD on IAPD.

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
M••••••• F•••• L•	Hedge Fund	$69.6M	98	Mar 30, 2026

Owners and control persons

Schedule A and B, latest filing

M•••••••• M•••• D••••• · Manager & Membercontrol
since 03/2026 · owns 25% to 50%
D•••••• J•••••• B•••• · Member
since 03/2026 · owns 10% to 25%
L••••••• N••••••• · Member
since 03/2026 · owns 5% to 10%
M•••••• M••••••• R••• · Member
since 03/2026 · owns 10% to 25%
M••••• H••••• E••••• · Member
since 03/2026 · owns 10% to 25%

All 8 control persons

O••••••• C••••••••• J• · Member
since 03/2026 · owns 5% to 10%
S•••••••• M••• L•••• · Chief Compliance Officer
since 03/2026 · owns less than 5%
W•••••• M••••••• L•••• · Member
since 03/2026 · owns 5% to 10%

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

One filing, no change to show.

Signals

8 dated events

••• Locked
Mar 30, 2026 · Owner of a newly registered adviser · fact
••• Locked
Mar 30, 2026 · Owner of a newly registered adviser · fact
••• Locked
Mar 30, 2026 · Owner of a newly registered adviser · fact
••• Locked
Mar 30, 2026 · Owner of a newly registered adviser · fact
••• Locked
Mar 30, 2026 · Owner of a newly registered adviser · fact

Full timeline · 8 events

••• Locked
Mar 30, 2026 · Owner of a newly registered adviser · fact
••• Locked
Mar 30, 2026 · Owner of a newly registered adviser · fact
••• Locked
Mar 30, 2026 · private fund first reported · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 30, 2026

Provenance

Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months, RAUM change, 1 year.