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D••••• E• J•••••

Independent wealth managerSEC-registered· Saint Augustine, Floridawebsite

Independent wealth manager, based in Saint Augustine, Florida, reporting $1.5M of regulatory assets across 1 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$1.5M
Form ADV
Advisors
1
IAPD
Net advisor flow, 12 months
0
0 joined, 0 left
IAPD registration history
Private clients
100%
of RAUM, $1.5M
Form ADV
See where advisers wentSee teams that moved
More
Advisors (1)Where the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Nothing material in the last 180 days. No dated change on record yet.

Every filed figure, and the identifiersCRD 342404 · SEC 801-136354 · 2 filingsShow
CRD 342404SEC 801-136354Legal name D••••• E• J••••• I••••••••• L••First filing on the tape May 28, 2026, latest Sep 18, 2026SEC status 120-day approval since May 26, 2026IAPD
RAUM
$1.5M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$1.5M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.5M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape

Filed figures over time · the tape starts May 28, 2026

RAUM, HNW assets, advisors, employees and funds over time5 seriesShow
RAUM$1.5M as of Sep 18, 2026
May 28, 2026$0 then
HNW client RAUM: $1.5M
State-registered IARs (5.B.3)1 as of Sep 18, 2026
May 28, 20261 then
Employees (5.A)1 as of Sep 18, 2026
May 28, 20261 then
Private funds: no history
Practice profile
derived from the filing of Sep 18, 2026; every figure names its basis
Archetypes
The rule behind each archetype, and every derived figure1 ruleShow
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$1.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
1derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.5MderivedHNW RAUM over HNW clients
Average account
$187,684derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 office incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing

100% high-net-worth individuals

The breakdown by client type, and the client counts1 client typesShow
  • High-net-worth individuals$1.5M100%
Individual clients
0reported
HNW clients
1reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
8reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
RAUM: 100% private clients, 0% pooled funds, 0% institutions; related broker-dealer not reported; related bank not reportedderived
Advisor movement
0 left over 36 months
0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      1 on IAPD today; the longest tenured first
      NameBranchHere sinceIn industryPrior firms
      D••••• M••• K••••Chartered Financial AnalystSaint Augustine, FlJun 4, 202612 y0
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      No Schedule A on the extract for this adviser.
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 8
        May 28, 2026 to Sep 18, 2026
      • Charity clients · unset to 0.0
        May 28, 2026 to Sep 18, 2026
      • Corporate clients · unset to 0.0
        May 28, 2026 to Sep 18, 2026
      • HNW clients · unset to 1.0
        May 28, 2026 to Sep 18, 2026
      • Individual clients · unset to 0.0
        May 28, 2026 to Sep 18, 2026
      Full history · 19 changes
      • Pension plan clients · unset to 0.0
        May 28, 2026 to Sep 18, 2026
      • Pooled vehicle clients · unset to 0.0
        May 28, 2026 to Sep 18, 2026
      • Financial planning clients · 0 to 0
        May 28, 2026 to Sep 18, 2026
      • Discretionary RAUM · $0 to $1.5M
        May 28, 2026 to Sep 18, 2026
      • HNW RAUM · unset to 1501474.0
        May 28, 2026 to Sep 18, 2026
      • Individual RAUM · unset to 0.0
        May 28, 2026 to Sep 18, 2026
      • Pension RAUM · unset to 0.0
        May 28, 2026 to Sep 18, 2026
      • Pooled vehicle RAUM · unset to 0.0
        May 28, 2026 to Sep 18, 2026
      • RAUM · $0 to $1.5M
        May 28, 2026 to Sep 18, 2026
      • Related adviser · false to unset
        May 28, 2026 to Sep 18, 2026
      • Related bank · false to unset
        May 28, 2026 to Sep 18, 2026
      • Related broker-dealer · false to unset
        May 28, 2026 to Sep 18, 2026
      • Related insurance company · false to unset
        May 28, 2026 to Sep 18, 2026
      • Succession · false to unset
        May 28, 2026 to Sep 18, 2026
      Signals
      1 dated events
      • ••• Locked
        May 28, 2026 · First SEC registration · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Sep 18, 2026
      Provenance
      Sources, class rule and load dateForm ADV and IAPD, loaded Sep 14, 2026Show
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $1.5Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: RAUM change, 1 year.