DFX Intelligence
Advisor moves
Arrivals at E*Trade Capital Management, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
963 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Norman Scott Gunn | Kpmg Investment Advisors unclassified | E*Trade Capital Management, LLC other | Other | Oct 18, 2002 | Nov 30, 2001 |
| Stephen Elcock | Ameriprise Financial Services, LLC national BD | E*Trade Capital Management, LLC other | Other | Oct 7, 2002 | Jul 6, 2009 (2464 d) |
| Neil John Moscicki | Morgan Stanley Dw Inc. unclassified | E*Trade Capital Management, LLC other | Other | Jun 28, 2002 | Jul 22, 2002 |
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