DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Signals
Dated events with a source
Every event names how it is dated: a filing date, a registration date or a roster snapshot. Facts are what a form says; derived events compare two filings; inferences (a control person absent from the next Schedule A) are labelled as such. None of these is a prediction.
- Izabela Urszula Sadeghi registered as an investment adviser representative at Transamerica Asset Management, Inc.
- 2 advisors left LPL Financial LLC (Roseville, CA) for Cambridge Investment Research Advisors, Inc. on the same day
- 2 advisors left Osaic Wealth, Inc. (Rye, NY) for LPL Financial LLC on the same day
- 2 advisors left Commonwealth Financial Network (Willoughby Hills, OH) for Financial Planning Resources, Inc. on the same day
- William Hawkins left United Planners' Financial Services OF America A Limited Partner for J.P. Morgan Securities LLC (registered 2026-09-08)
- Ryan Paul Kelly left LPL Financial LLC for Cambridge Investment Research Advisors, Inc. (registered 2026-09-03)
- Duncan John Meaney no longer registered at LPL Financial LLC; no later IA registration on IAPD
- Wendi K Svitak left Leelyn Smith, LLC for Bard Associates Inc (registered 2026-09-15)
- Susan Adele Knox left LPL Financial LLC for Cambridge Investment Research Advisors, Inc. (registered 2026-09-04)
- Lukas Paul Manger left LPL Financial LLC for Fifth Third Securities, Inc. (registered 2026-09-01)
- Jared Paul Gostanczik no longer registered at Bonsai Advisors LLC; no later IA registration on IAPD
- Angelina Hope Schuman left Aspyre Wealth Partners for Intellicents Investment Solutions Inc (registered 2026-08-11)
- Rebecca Mason left Goldman Sachs Wealth Services, L.P. for Del-Sette Capital Management, LLC (registered 2026-08-24)
- Hannah Keiko Perez left Kestra Private Wealth Services, LLC for Integrated Wealth Concepts LLC (registered 2026-09-16)
- Shane Davis left LPL Enterprise, LLC for Ameriprise Financial Services, LLC (registered 2026-09-04)
- Antonio Angelo Taddeo left Financial Planning Associates, LLC for Gladstone Wealth Partners (registered 2025-10-14)
- David Edward Bucholtz left Commonwealth Financial Network for Financial Planning Resources, Inc. (registered 2019-08-26)
- Matthew Jackson Arnold left Charles Schwab & CO., Inc. for J.P. Morgan Securities LLC (registered 2026-09-16)
- John Paul Mollica left LPL Financial LLC for Ameriprise Financial Services, LLC (registered 2026-09-01)
- Andrew Thomas Forrester left Krilogy for Xypn Sapphire (registered 2026-09-15)
- Jorden Rhodes left Morgan Stanley for Edward Jones (registered 2026-09-14)
- Margaret Ellisabeth Mcentire left LPL Enterprise, LLC for Crews & Associates, Inc. (registered 2026-09-04)
- Robert Thomas Burke St Claire left Charles Schwab & CO., Inc. for Cfo4Life (registered 2026-09-16)
- Kenneth R. Beebe no longer registered at Firstrust Financial Advisors; no later IA registration on IAPD
- Ben Ross Mclintock left Arvest Wealth Management for Uniting Wealth Partners (registered 2026-09-02)
- Mark William Giordano left Osaic Wealth, Inc. for LPL Financial LLC (registered 2026-09-14)
- Ryan Phillip Russo left Osaic Wealth, Inc. for LPL Financial LLC (registered 2026-09-14)
- Paul Allen Markowich no longer registered at Firstrust Financial Advisors; no later IA registration on IAPD
- Cynthia Alda Doussard left Commonwealth Financial Network for Cetera Investment Advisers LLC (registered 2026-09-11)
- Shaun David O'Connor no longer registered at Firstrust Financial Advisors; no later IA registration on IAPD
- Eric Scott Holt left Bok Financial Private Wealth, Inc. for Cerity Partners LLC (registered 2026-09-14)
- Tod Andrew Drury left LPL Financial LLC for Raymond James & Associates, Inc. (registered 2026-09-01)
- Luis Francisco Rosa left Origin Investment Advisory LLC for Savvy (registered 2025-12-09)
- Eric Min Wang left Transamerica Financial Advisors, LLC for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2026-09-14)
- James Frank Tracz left Commonwealth Financial Network for Financial Planning Resources, Inc. (registered 2022-04-06)
- Richard Howard Gillons no longer registered at Heintz Wealth Management, LLC; no later IA registration on IAPD
- Mark Stephen Buckman left Family Investment Management L.P. for LPL Financial LLC (registered 2026-06-24)
- Antonio Dallaris added a TX registration at Strategic Advisers Llc
- Joyce Lynn Krinsky added a WA registration at Valic Financial Advisors, Inc.
- Christopher Bezich added a MI registration at Centaurus Financial, Inc.
- David Lam added a CA registration at Aegis Capital Corp.
- Kenneth Scott Mcafee added a AR registration at Signal Securities, Inc.
- Andrew Charles Rodriguez added a FL registration at Mutual Of Omaha Investor Services, Inc.
- Alec Stephen Ardito added a PA registration at Morgan Stanley
- Kaden J Keller added a IN registration at Geneos Wealth Management, Inc.
- Cody Michael Cervellera added a TX registration at Edward Jones
- Triana Raquel Arellano added a MA registration at Jefferies Investment Advisers Llc
- Aaron Robert Komarek added a IN registration at Park Avenue Securities Llc
- Dylan John Bolyard added a SC registration at New Horizon Wealth Management, Llc
- Eric Thomas Nagel added a CO registration at Maverick Thomas Capital
- David Corley added a TX registration at Cetera Investment Advisers Llc
- Peter Darling added a MA registration at Strategic Advisers Llc
- Alexis Lynn Woodward added a KY registration at Blend Wealth
- Tyler Wade Foutty added a SC registration at New Horizon Wealth Management, Llc
- Kyle Johnson added a CO registration at Northland Asset Management
- Nathan Edward White added a CT registration at Apella Wealth
- Nathan Edward White added a SC registration at Apella Wealth
- Joseph James Deluca added a CA registration at State Farm Investment Management Corp.
- Tammie Sue Myers Sharp added a KS registration at Park Avenue Securities Llc
- Kenneth R Roque added a RI registration at Citizens Securities, Inc.
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216,649 events match.