DFX Intelligence
Advisor moves
Arrivals at Dempsey Investment Management, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1 move
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Donald F Dempsey | Charles Schwab & Co., Inc. national BD | Dempsey Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 29, 2004 | Apr 21, 2005 (143 d) |
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