DFX Intelligence
Advisor moves
Arrivals at Redemption CapitalWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Chad C. Clark | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Redemption Capital no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Oct 14, 2020 | Oct 13, 2020 |
| John Maxey | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Redemption Capital independent RIA | Wirehouse to independent RIA | Oct 14, 2020 | Jun 22, 2021 (251 d) |
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