DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
3,796 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| WEALTHRISE no RAUM | $0 | 1 | $0 | 1 | |||||
| ETHOS INVESTMENT ADVISORY GROUP LLC no RAUM | $0 | 1 | $0 | 1 | |||||
| ASCENTIO CAPITAL, LP no RAUM | $0 | 1 | $0 | 1 | |||||
| A•••••••• W••••• P••••••• L•• no RAUM | $0 | 1 | $0 | 1 | |||||
| G••••••••• I••• no RAUM | $0 | 1 | $0 | 346 | 1 | ||||
| F•••••••• I••• no RAUM | $0 | 1 | $0 | 1 | |||||
| L••••• P•••••• C••••• S••••••• no RAUM | $0 | 1 | $0 | 2 | |||||
| I••• H•••• A•••• M••••••••• L•• no RAUM | $0 | 1 | $0 | 1 | |||||
| A••••• C•••••• P••••••• L•• no RAUM | Not disclosed | 1 | 1 | ||||||
| M••••••• W••••• M••••••••• no RAUM | Not disclosed | 1 | 2 | ||||||
| P•••••• W••••• M••••••••• L•• no RAUM | Not disclosed | +15% | 1 | 1 | |||||
| V•• C•••••• no RAUM | Not disclosed | 1 | 2 | ||||||
| D•••• • P•••••• L•• no RAUM | Not disclosed | 1 | 2 | ||||||
| J•••••• S••••••••• C••••••••• I••• no RAUM | Not disclosed | 1 | 1 | ||||||
| I•••••••• C•••••• no RAUM | Not disclosed | 1 | 1 | ||||||
| K•••••• C•••••• R••••••• L•• no RAUM | Not disclosed | 1 | 2 |
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Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.