DFX Intelligence
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Team lift-out
10 advisors left C••••• I••••••••• A••••••• L•• for C•• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Alice Clara-Mae Amick | Whittier, Ca | Dec 31, 2023 | Sep 28, 2023 |
| Christian Luke Fermin | Cerritos, Ca | Dec 31, 2023 | Jan 16, 2026 |
| Elizabeth Anne Mcelravey | Torrance, Ca | Dec 31, 2023 | Jul 26, 2023 |
| Jon Wayne Bemis | Long Beach, Ca | Dec 31, 2023 | Sep 28, 2023 |
| Kimberley Kasarda Neff | Los Angeles, Ca | Dec 31, 2023 | Jan 1, 2025 |
| Pamela Cartwright Eckenrode | Long Beach, Ca | Dec 31, 2023 | Jan 1, 2025 |
| Paul Francis Heising | Torrance, Ca | Dec 31, 2023 | Jan 3, 2025 |
| Richard Peter Moran | Torrance, Ca | Dec 31, 2023 | Sep 26, 2023 |
| Robert Harold Sowder | Torrance, Ca | Dec 31, 2023 | Sep 13, 2023 |
The rule
- Registrations ended
- Dec 31, 2023
- Registered next
- Jul 26, 2023 to Jan 16, 2026
- Branch state
- CA
- Cities
- 4, most in Long Beach, Ca
- Registered there that day
- 6,038 (people still on IAPD; an estimate)
- Share of that headcount
- 0.2%
- Succession by the destination
- none on the tape