DFX Intelligence
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Firm absorbed
9 advisors left M••••• A•••• M••••••••• I••• for M••••• A••••••• S•••••••• I•••
asset managertoindependent RIAOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Angelo Manzo | Dublin, Oh | May 5, 2021 | May 5, 2021 |
| Chris Joseph Engel | Dublin, Oh | May 7, 2021 | May 7, 2021 |
| Daniel Patrick Otoole | Dublin, Oh | May 7, 2021 | May 7, 2021 |
| Daniel Paul Messmer | Dublin, Oh | May 7, 2021 | May 7, 2021 |
| James Francis Agasar | Dublin, Oh | May 7, 2021 | May 7, 2021 |
| Ross Emrick | Dublin, Oh | May 7, 2021 | May 7, 2021 |
| Daniel Gardiner | Dublin, Oh | May 10, 2021 | Jun 9, 2020 |
| Paul Barclay Geiger | Dublin, Oh | May 10, 2021 | May 10, 2021 |
| Ted Thomas Clark | Dublin, Oh | May 12, 2021 | May 4, 2018 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- May 5, 2021 to May 12, 2021
- Registered next
- May 4, 2018 to May 10, 2021
- Branch state
- OH
- Cities
- 1, most in Dublin, Oh
- Registered there that day
- 14 (people still on IAPD; an estimate)
- Share of that headcount
- 64%
- Succession by the destination
- none on the tape