DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from W••••••••• A••••••• to W••••••••• R••••••••• A•••••••
Not a lift-out: both firms report Nfp Intermediate Holdings B. Corp. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
mixed wealthtoinstitutionalOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Faron Scott Miller | Midlothian, Va | Mar 14, 2024 | Oct 25, 2023 |
| John Joseph Mckenna | Midlothian, Va | Mar 14, 2024 | Oct 25, 2023 |
The rule
- Registrations ended
- Mar 14, 2024
- Registered next
- Oct 25, 2023
- Branch state
- VA
- Cities
- 1, most in Midlothian, Va
- Registered there that day
- 5 (people still on IAPD; an estimate)
- Share of that headcount
- 40%
- One enterprise because
- both firms report Nfp Intermediate Holdings B. Corp. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape