DFX Intelligence
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Firm absorbed
7 advisors left C•••••• • C•• for C•••••• • S••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Edward Morgan Giles | New York, Ny | Feb 13, 2024 | Feb 21, 2024 |
| Ian Barrie Maccallum | New York, Ny | Feb 13, 2024 | Feb 21, 2024 |
| Joseph Blair Werner | New York, Ny | Feb 13, 2024 | Feb 21, 2024 |
| Robert Charles Eising | New York, Ny | Feb 13, 2024 | Mar 27, 2024 |
| Robert Frank Shapiro | New York, Ny | Feb 13, 2024 | Feb 21, 2024 |
| Walter Kenneth Giles | New York, Ny | Feb 13, 2024 | Feb 21, 2024 |
| William Henry Herrman II | New York, Ny | Feb 13, 2024 | Feb 21, 2024 |
The rule
- Registrations ended
- Feb 13, 2024
- Registered next
- Feb 21, 2024 to Mar 27, 2024
- Branch state
- NY
- Cities
- 1, most in New York, Ny
- Registered there that day
- 7 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- a succession within a year (Jan 24, 2024), not necessarily this firm