DFX Intelligence
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Firm absorbed
7 advisors left H••••••••• C•••••• M••••••••• L•• for C••••••• L••• A••••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Bruce Charles Altschuler | Short Hills, Nj | Jul 17, 2024 | Mar 25, 2024 |
| Cheryl Lund Harris | Short Hills, Nj | Jul 17, 2024 | Mar 25, 2024 |
| Eckart Alexander Weeck | Short Hills, Nj | Jul 17, 2024 | Mar 25, 2024 |
| Ellen Deborah Sandler | Short Hills, Nj | Jul 17, 2024 | Mar 25, 2024 |
| Philip John Kiernan | Short Hills, Nj | Jul 17, 2024 | Apr 2, 2024 |
| Richard Keith Martino | Short Hills, Nj | Jul 17, 2024 | Mar 25, 2024 |
| Ryan Bret Macwright | Short Hills, Nj | Jul 17, 2024 | Mar 25, 2024 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Jul 17, 2024
- Registered next
- Mar 25, 2024 to Apr 2, 2024
- Branch state
- NJ
- Cities
- 1, most in Short Hills, Nj
- Registered there that day
- 9 (people still on IAPD; an estimate)
- Share of that headcount
- 78%
- Succession by the destination
- none on the tape