DFX Intelligence
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Firm absorbed
4 advisors left N•••••••• I••••••••• C••••••••• for N•••••••• I••••••••• C•••••••••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Alexander Dolle | Lake Oswego, Or | Nov 20, 2023 | Nov 22, 2023 |
| Mark Edward Scarlett | Lake Oswego, Or | Nov 20, 2023 | Nov 20, 2023 |
| Matt John Roehr | Lake Oswego, Or | Nov 20, 2023 | Nov 20, 2023 |
| Michelle Castano Garcia | Lake Oswego, Or | Nov 20, 2023 | Nov 22, 2023 |
The rule
- Registrations ended
- Nov 20, 2023
- Registered next
- Nov 20, 2023 to Nov 22, 2023
- Branch state
- OR
- Cities
- 1, most in Lake Oswego, Or
- Registered there that day
- 5 (people still on IAPD; an estimate)
- Share of that headcount
- 80%
- Succession by the destination
- a succession within a year (Aug 23, 2023), not necessarily this firm