DFX Intelligence
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Firm absorbed
4 advisors left H••••••• C•••••• A•••••••• L•• for R•••••••••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| David Michael Spungen | Ardmore, Pa | Sep 3, 2019 | May 16, 2021 |
| James Francis Madden | Wayne, Pa | Sep 3, 2019 | Sep 10, 2019 |
| Jonathan Alex Gulman | Wayne, Pa | Sep 3, 2019 | Jun 20, 2021 |
| Jonathan Jay Hochberg | Wayne, Pa | Sep 3, 2019 | Jun 2, 2021 |
The rule
- Registrations ended
- Sep 3, 2019
- Registered next
- Sep 10, 2019 to Jun 20, 2021
- Branch state
- PA
- Cities
- 2, most in Wayne, Pa
- Registered there that day
- 5 (people still on IAPD; an estimate)
- Share of that headcount
- 80%
- Succession by the destination
- none on the tape