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Team lift-out

2 advisors left S••••• F•••••••• G•••• I•• for E••••••••• W••••• M••••••••• L••

BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
John Michael MooreDripping Springs, TxDec 31, 2020Dec 15, 2020
Mercedes Gabrielle BarkerOdessa, TxDec 31, 2020Dec 15, 2020
The rule
Registrations ended
Dec 31, 2020
Registered next
Dec 15, 2020
Branch state
TX
Cities
2, most in Dripping Springs, Tx
Registered there that day
283 (people still on IAPD; an estimate)
Share of that headcount
0.7%
Succession by the destination
none on the tape