DFX Intelligence
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Firm absorbed
6 advisors left W••••• L••••• I••••••••• S••••••• L•• for O•••• W•••••• I•••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Gerald Gilberto Guintu | Pleasant Hill, Ca | Sep 2, 2026 | Jul 14, 2026 |
| Jill Ann Guintu | Pleasant Hill, Ca | Sep 2, 2026 | Jul 14, 2026 |
| Mark Christopher Loftin | Pleasant Hill, Ca | Sep 2, 2026 | Jul 14, 2026 |
| Ronald Joseph Wagner | Pleasant Hill, Ca | Sep 2, 2026 | Jul 14, 2026 |
| Sheena Ann Culp | Pleasant Hill, Ca | Sep 2, 2026 | Jul 14, 2026 |
| Steve Don Loftin | Pleasant Hill, Ca | Sep 2, 2026 | Jul 14, 2026 |
The rule
- Registrations ended
- Sep 2, 2026
- Registered next
- Jul 14, 2026
- Branch state
- CA
- Cities
- 1, most in Pleasant Hill, Ca
- Registered there that day
- 6 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape