DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from S••••••••• A•••••• A•••••••• I••• to A•••• P•••• A•••••••
Not a lift-out: both firms report Ag Artemis Holdings, L.p. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Daniel Louis Cairo | Huntington Beach, Ca | Dec 21, 2021 | Mar 26, 2019 |
| Pamela Jo Maybury | Meadow Vista, Ca | Dec 31, 2021 | Jan 21, 2021 |
The rule
- Registrations ended
- Dec 21, 2021 to Dec 31, 2021
- Registered next
- Mar 26, 2019 to Jan 21, 2021
- Branch state
- CA
- Cities
- 2, most in Huntington Beach, Ca
- Registered there that day
- 2,034 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- One enterprise because
- both firms report Ag Artemis Holdings, L.p. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape