DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from S••••••••• A•••••• A•••••••• I••• to A•••• P•••• A•••••••
Not a lift-out: both firms report Ag Artemis Holdings, L.p. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Nicole Mayer | Riverwoods, Il | Aug 16, 2022 | Aug 19, 2019 |
| Scott Ira Loochtan | Riverwoods, Il | Aug 16, 2022 | Aug 22, 2019 |
The rule
- Registrations ended
- Aug 16, 2022
- Registered next
- Aug 19, 2019 to Aug 22, 2019
- Branch state
- IL
- Cities
- 1, most in Riverwoods, Il
- Registered there that day
- 1,975 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- One enterprise because
- both firms report Ag Artemis Holdings, L.p. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape