The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Channel change (one enterprise)

9 advisors moved from S••••••••• A•••••• A•••••••• I••• to A•••• P•••• A•••••••

Not a lift-out: both firms report Ag Artemis Holdings, L.p. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.

BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
AdvisorBranchLeftRegistered
Andrew Pierce LargeLa Vista, NeJun 14, 2024Sep 12, 2014
Bryon Jon DeckerLa Vista, NeJun 14, 2024Sep 12, 2014
Devin James MoylanOmaha, NeJun 14, 2024Mar 17, 2017
Howard M RyanLa Vista, NeJun 14, 2024Sep 12, 2014
Lori Renae BogatzLa Vista, NeJun 14, 2024Nov 21, 2012
Patrick J MoylanOmaha, NeJun 14, 2024Mar 17, 2017
Peter Anthony HirschLa Vista, NeJun 14, 2024Apr 26, 2023
Philip Andrew Kaye-SkinnerLa Vista, NeJun 14, 2024Sep 12, 2014
Sean David MoylanOmaha, NeJun 14, 2024Mar 17, 2017
The rule
Registrations ended
Jun 14, 2024
Registered next
Nov 21, 2012 to Apr 26, 2023
Branch state
NE
Cities
2, most in La Vista, Ne
Registered there that day
1,743 (people still on IAPD; an estimate)
Share of that headcount
0.5%
One enterprise because
both firms report Ag Artemis Holdings, L.p. as a 75%+ owner on Schedule A around the move
Succession by the destination
none on the tape