DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from S••••••••• A•••••• A•••••••• I••• to A•••• P•••• A•••••••
Not a lift-out: both firms report Ag Artemis Holdings, L.p. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Jeffrey Charles Janeway | Edmonds, Wa | Apr 27, 2021 | Nov 6, 2020 |
| Meris Arel Collier | Seattle, Wa | Apr 29, 2021 | Nov 6, 2020 |
The rule
- Registrations ended
- Apr 27, 2021 to Apr 29, 2021
- Registered next
- Nov 6, 2020
- Branch state
- WA
- Cities
- 2, most in Edmonds, Wa
- Registered there that day
- 2,002 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- One enterprise because
- both firms report Ag Artemis Holdings, L.p. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape