DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Channel change (one enterprise)
8 advisors moved from S••••••••• A•••••• A•••••••• I••• to A•••• P•••• A•••••••
Not a lift-out: both firms report Ag Artemis Holdings, L.p. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Bryce Nicholas Niemi | Maple Valley, Wa | Jun 14, 2024 | Oct 25, 2022 |
| Daniel Christian Giddens | Mercer Island, Wa | Jun 14, 2024 | Nov 6, 2020 |
| George Wallace Hook | Bellevue, Wa | Jun 14, 2024 | Nov 6, 2020 |
| John Frederick Pitts | Steilacoom, Wa | Jun 14, 2024 | Apr 27, 2022 |
| Lisa Haggai Pierson | Sequim, Wa | Jun 14, 2024 | Nov 6, 2020 |
| Luca Omar Procel | Issaquah, Wa | Jun 14, 2024 | Oct 13, 2022 |
| Mark Charles Niemi | Maple Valley, Wa | Jun 14, 2024 | Nov 6, 2020 |
| Nathan Loren Enzian | Vashon Island, Wa | Jun 14, 2024 | Nov 6, 2020 |
The rule
- Registrations ended
- Jun 14, 2024
- Registered next
- Nov 6, 2020 to Oct 25, 2022
- Branch state
- WA
- Cities
- 7, most in Maple Valley, Wa
- Registered there that day
- 1,743 (people still on IAPD; an estimate)
- Share of that headcount
- 0.5%
- One enterprise because
- both firms report Ag Artemis Holdings, L.p. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape