DFX Intelligence
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Team lift-out
2 advisors left S••••••••• A•••••• A•••••••• I••• for W••••• S••••••••• G••••
BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Mark Patrick Yates | Apple Valley, Ca | Dec 20, 2023 | Jun 22, 2026 |
| Travis Allen | Newport Beach, Ca | Dec 20, 2023 | Jan 1, 2026 |
The rule
- Registrations ended
- Dec 20, 2023
- Registered next
- Jan 1, 2026 to Jun 22, 2026
- Branch state
- CA
- Cities
- 2, most in Newport Beach, Ca
- Registered there that day
- 1,838 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape