DFX Intelligence

RIA Intelligence

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Team lift-out

4 advisors left S••••••••• A•••••• A•••••••• I••• for L•• F•••••••• L••

BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Calvin E RomeroDurango, CoOct 3, 2022Oct 3, 2022
Hunter Cooper AllmonDurango, CoOct 3, 2022Oct 3, 2022
Michael S BalsterDurango, CoOct 3, 2022Oct 3, 2022
William James ClementsDurango, CoOct 3, 2022Oct 3, 2022
The rule
Registrations ended
Oct 3, 2022
Registered next
Oct 3, 2022
Branch state
CO
Cities
1, most in Durango, Co
Registered there that day
1,977 (people still on IAPD; an estimate)
Share of that headcount
0.2%
Succession by the destination
none on the tape
Other teams out of S••••••••• A•••••• A•••••••• I•••Other teams into L•• F•••••••• L••