DFX Intelligence
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Channel change (one enterprise)
5 advisors moved from T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
independent RIAtono RAUMOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Daniel Guadarrama | San Diego, Ca | Dec 10, 2018 | Mar 21, 2012 |
| Eric Eugene Niergarth | San Diego, Ca | Dec 10, 2018 | Dec 23, 2013 |
| Marc Ryan Rupnow | San Diego, Ca | Dec 10, 2018 | Mar 19, 2015 |
| Mia S Amos | San Diego, Ca | Dec 10, 2018 | Dec 1, 2009 |
| Mike John Marabeas | San Diego, Ca | Dec 10, 2018 | Apr 9, 2008 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Dec 10, 2018
- Registered next
- Apr 9, 2008 to Mar 19, 2015
- Branch state
- CA
- Cities
- 1, most in San Diego, Ca
- Registered there that day
- 1,524 (people still on IAPD; an estimate)
- Share of that headcount
- 0.3%
- One enterprise because
- one firm's name is the other's with a word added
- Succession by the destination
- none on the tape