DFX Intelligence
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Channel change (one enterprise)
5 advisors moved from T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
independent RIAtono RAUMOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Li Xu | Menlo Park, Ca | Mar 30, 2021 | Feb 27, 2018 |
| Cynthia Yelda Audish | San Diego, Ca | Apr 13, 2021 | Jun 3, 2020 |
| Robert Devoe | San Diego, Ca | Apr 20, 2021 | Aug 3, 2010 |
The rule
- Registrations ended
- Mar 30, 2021 to May 5, 2021
- Registered next
- Feb 27, 2018 to Jun 3, 2020
- Branch state
- CA
- Cities
- 3, most in San Diego, Ca
- Registered there that day
- 874 (people still on IAPD; an estimate)
- Share of that headcount
- 0.6%
- One enterprise because
- one firm's name is the other's with a word added
- Succession by the destination
- none on the tape