DFX Intelligence
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Firm absorbed
9 advisors left M•••••• W••••• M••••••••• for M•• C•••••• M••••••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Alan Richard Henning | Cincinnati, Oh | Jan 29, 2024 | Feb 20, 2024 |
| Andrew B Bruns | Cincinnati, Oh | Jan 29, 2024 | Jan 25, 2024 |
| Bradley Andrew Meeks | Cincinnati, Oh | Jan 29, 2024 | Jan 24, 2024 |
| David Michael Niehaus | Cincinnati, Oh | Jan 29, 2024 | Jan 24, 2024 |
| Edward Reid Kuresman | Cincinnati, Oh | Jan 29, 2024 | Feb 21, 2024 |
| Joseph Clifford Hack | Cincinnati, Oh | Jan 29, 2024 | Feb 21, 2024 |
| Joshua Adam Handel | Cincinnati, Oh | Jan 29, 2024 | Feb 21, 2024 |
| Michael Robert Reed | Cincinnati, Oh | Jan 29, 2024 | Mar 6, 2024 |
| Sally Humphrey Dempsey | Cincinnati, Oh | Jan 29, 2024 | Feb 21, 2024 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Jan 29, 2024
- Registered next
- Jan 24, 2024 to Mar 6, 2024
- Branch state
- OH
- Cities
- 1, most in Cincinnati, Oh
- Registered there that day
- 12 (people still on IAPD; an estimate)
- Share of that headcount
- 75%
- Succession by the destination
- none on the tape