DFX Intelligence

RIA Intelligence

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Firm absorbed

7 advisors left N••••••• I••••••••• S•••••••• I•• for N••••••• I••••••••• S••••••• O• A••••••• L••

institutionaltoinstitutionalOtherderived from registration dates
Members
AdvisorBranchLeftRegistered
Lesly Merriken BarnesMilwaukee, WiFeb 28, 2020Feb 28, 2020
Barbara Ann SchallaMilwaukee, WiMar 2, 2020Mar 2, 2020
James Simpson KaplanMilwaukee, WiMar 2, 2020Mar 2, 2020
Jason Christopher BerrieMilwaukee, WiMar 2, 2020Jan 1, 2025
Mark Robert AndersonMilwaukee, WiMar 2, 2020Mar 2, 2020
Stefan MartinMilwaukee, WiMar 2, 2020Mar 2, 2020
Vincent Steven RussoMilwaukee, WiMar 2, 2020Mar 2, 2020
The rule
Registrations ended
Feb 28, 2020 to Mar 2, 2020
Registered next
Feb 28, 2020 to Jan 1, 2025
Branch state
WI
Cities
1, most in Milwaukee, Wi
Registered there that day
8 (people still on IAPD; an estimate)
Share of that headcount
88%
Succession by the destination
a succession within a year (Jan 28, 2020), not necessarily this firm
Other teams out of N••••••• I••••••••• S•••••••• I••Other teams into N••••••• I••••••••• S••••••• O• A••••••• L••