DFX Intelligence
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Firm absorbed
3 advisors left L••••• F•••••••• for C••••• C•••• W•••••• L••
unclassifiedtoindependent RIAOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Adam Tyler Brown | La Jolla, Ca | Jan 29, 2021 | Apr 30, 2019 |
| Charles Otto Gillespie | La Jolla, Ca | Jan 29, 2021 | Dec 5, 2019 |
| William Lee Litton | La Jolla, Ca | Jan 29, 2021 | Sep 8, 2025 |
The rule
- Registrations ended
- Jan 29, 2021
- Registered next
- Apr 30, 2019 to Sep 8, 2025
- Branch state
- CA
- Cities
- 1, most in La Jolla, Ca
- Registered there that day
- 3 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- a succession within a year (Jan 30, 2020), not necessarily this firm