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Team lift-out

2 advisors left I••••••••• W••••• M••••••••• L•• for C••• L••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Brent Stanley PineScottsdale, AzJan 26, 2022Oct 4, 2021
Mark Andrew JonesScottsdale, AzJan 26, 2022Oct 4, 2021
The rule
Registrations ended
Jan 26, 2022
Registered next
Oct 4, 2021
Branch state
AZ
Cities
1, most in Scottsdale, Az
Registered there that day
2 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape