DFX Intelligence

RIA Intelligence

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Firm absorbed

4 advisors left D••••••••• F•••••••• A••••••• G••••• I••• for O•••• W•••••• I•••

unclassifiedtoBD affiliatedOtherderived from registration dates
Members
AdvisorBranchLeftRegistered
Christopher Mark HerzogWest Des Moines, IaNov 3, 2023Nov 3, 2023
David John SwensonWest Des Moines, IaNov 3, 2023Nov 3, 2023
Mark Jay AasenWest Des Moines, IaNov 3, 2023Nov 3, 2023
Michael Paul DoriganWest Des Moines, IaNov 3, 2023Nov 3, 2023
The rule
Registrations ended
Nov 3, 2023
Registered next
Nov 3, 2023
Branch state
IA
Cities
1, most in West Des Moines, Ia
Registered there that day
6 (people still on IAPD; an estimate)
Share of that headcount
67%
Succession by the destination
none on the tape
Other teams out of D••••••••• F•••••••• A••••••• G••••• I•••Other teams into O•••• W•••••• I•••