DFX Intelligence
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Team lift-out
6 advisors left B• R•••• W••••• A•••••••• I••• for C••••• I••••••••• A••••••• L••
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Christopher Nicholas Caputo | Red Bank, Nj | Jun 21, 2022 | Mar 21, 2024 |
| Christopher Robert Armstrong | Eatontown, Nj | Jul 1, 2022 | Mar 21, 2024 |
| James Alan Hoffman | Red Bank, Nj | Jul 1, 2022 | Mar 21, 2024 |
| Michael John Bergin | Eatontown, Nj | Jul 6, 2022 | Mar 21, 2024 |
| Samuel Alfonso Mangiapane | Red Bank, Nj | Jul 6, 2022 | Mar 21, 2024 |
| Steven Russel Dietz | Eatontown, Nj | Jul 6, 2022 | Mar 21, 2024 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Jun 21, 2022 to Jul 6, 2022
- Registered next
- Mar 21, 2024
- Branch state
- NJ
- Cities
- 2, most in Red Bank, Nj
- Registered there that day
- 266 (people still on IAPD; an estimate)
- Share of that headcount
- 2.3%
- Succession by the destination
- none on the tape