DFX Intelligence
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Team lift-out
2 advisors left I••••••••• A••••••• C••• for B••• W••••• A••••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Kathleen Marie Schroeder | Flagstaff, Az | Oct 19, 2018 | Oct 19, 2018 |
| Travis Christopher Babb | Flagstaff, Az | Oct 19, 2018 | Oct 19, 2018 |
The rule
- Registrations ended
- Oct 19, 2018
- Registered next
- Oct 19, 2018
- Branch state
- AZ
- Cities
- 1, most in Flagstaff, Az
- Registered there that day
- 46 (people still on IAPD; an estimate)
- Share of that headcount
- 4.3%
- Succession by the destination
- none on the tape