DFX Intelligence
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Firm absorbed
5 advisors left S••••••••• for S••••••••• A•••••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| George Wayne Richerson | Marrietta, Ga | Mar 26, 2020 | Dec 13, 2019 |
| Jerold Martin Sniderman | Marrietta, Ga | Mar 26, 2020 | Dec 13, 2019 |
| Louis J Brown | Marrietta, Ga | Mar 26, 2020 | Dec 13, 2019 |
| Michael Todd Fields | Buford, Ga | Mar 26, 2020 | Dec 13, 2019 |
| Robert Y. Donnell | Marrietta, Ga | Mar 26, 2020 | Dec 13, 2019 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Mar 26, 2020
- Registered next
- Dec 13, 2019
- Branch state
- GA
- Cities
- 2, most in Marrietta, Ga
- Registered there that day
- 7 (people still on IAPD; an estimate)
- Share of that headcount
- 71%
- Succession by the destination
- a succession within a year (Dec 24, 2019), not necessarily this firm