DFX Intelligence
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Team lift-out
6 advisors left H••••• I••••••••• M••••••••• L•• for V••••• C•••••• M••••••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Ronald Carl Wiitala | Cincinnati, Oh | Sep 17, 2018 | Sep 24, 2018 |
| Anil B Vazirani | Cincinnati, Oh | Oct 1, 2018 | Sep 27, 2018 |
| Christopher Tatum Stovall | Cincinnati, Oh | Oct 1, 2018 | Sep 27, 2018 |
| Thomas Lloyd Kunkel | Cincinnati, Oh | Oct 2, 2018 | Oct 4, 2018 |
| Jonathon Edward Armstrong | Cincinnati, Oh | Oct 12, 2018 | Oct 17, 2018 |
| Gregory Miles Babcock | Cincinnati, Oh | Oct 18, 2018 | Oct 19, 2018 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Sep 17, 2018 to Oct 18, 2018
- Registered next
- Sep 24, 2018 to Oct 19, 2018
- Branch state
- OH
- Cities
- 1, most in Cincinnati, Oh
- Registered there that day
- 114 (people still on IAPD; an estimate)
- Share of that headcount
- 5.3%
- Succession by the destination
- none on the tape