DFX Intelligence
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Firm absorbed
4 advisors left P••••••••• F•••••••• A•••••••• I••• for Z••••••••• I••••••••• M••••••••• • P••••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Curt Heinz Zimmermann | Camp Hill, Pa | Nov 22, 2019 | Nov 28, 2018 |
| George D Kegerreis | New Cumberland, Pa | Nov 22, 2019 | Apr 12, 2019 |
| Jeffrey Scott Nickum | Camp Hill, Pa | Nov 22, 2019 | Apr 15, 2019 |
| Kimberly Irene Swope | New Cumberland, Pa | Nov 22, 2019 | Nov 28, 2018 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Nov 22, 2019
- Registered next
- Nov 28, 2018 to Apr 15, 2019
- Branch state
- PA
- Cities
- 2, most in Camp Hill, Pa
- Registered there that day
- 4 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape