DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Firm absorbed
4 advisors left S••••••• W••••• M••••••••• for S••••••• P•••••• W•••••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Alexander Harrison Keller | Long Beach, Ca | Feb 7, 2020 | Jan 16, 2020 |
| Breanne Nicole Polonia | San Diego, Ca | Feb 7, 2020 | Jan 16, 2020 |
| Haddy Alexander Homampour | Newport Beach, Ca | Feb 7, 2020 | Jan 16, 2020 |
| Luis A Galdamez | Newport Beach, Ca | Feb 7, 2020 | Jan 16, 2020 |
The rule
- Registrations ended
- Feb 7, 2020
- Registered next
- Jan 16, 2020
- Branch state
- CA
- Cities
- 3, most in Newport Beach, Ca
- Registered there that day
- 8 (people still on IAPD; an estimate)
- Share of that headcount
- 50%
- Succession by the destination
- a succession within a year (Dec 12, 2019), not necessarily this firm