DFX Intelligence
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Team lift-out
2 advisors left S•• I••••••••• A•••••••• I••• for O•• B••••• W•••••• I••
BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Michael Henry Mongiello | New Rochelle, Ny | Dec 24, 2024 | Oct 29, 2024 |
| Giovanni Treglia | Syosset, Ny | Dec 31, 2024 | Oct 29, 2024 |
The rule
- Registrations ended
- Dec 24, 2024 to Dec 31, 2024
- Registered next
- Oct 29, 2024
- Branch state
- NY
- Cities
- 2, most in New Rochelle, Ny
- Registered there that day
- 63 (people still on IAPD; an estimate)
- Share of that headcount
- 3.2%
- Succession by the destination
- none on the tape