DFX Intelligence
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Team lift-out
4 advisors left R•••• A••••••• S•••••••• I••• for L•• F•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Brian Charles Laux | Glenview, Il | Mar 2, 2021 | Jan 28, 2021 |
| Dorothea Danielle Zando | Glenview, Il | Mar 2, 2021 | Jan 28, 2021 |
| Leslie K Curran | Glenview, Il | Mar 2, 2021 | Jan 28, 2021 |
| Sean Thomas Keating | Glenview, Il | Mar 2, 2021 | Jan 28, 2021 |
The rule
- Registrations ended
- Mar 2, 2021
- Registered next
- Jan 28, 2021
- Branch state
- IL
- Cities
- 1, most in Glenview, Il
- Registered there that day
- 28 (people still on IAPD; an estimate)
- Share of that headcount
- 14%
- Succession by the destination
- none on the tape