DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Channel change (one enterprise)
2 advisors moved from J•••• F•••••••• to J•••• F••••••••• L••
Not a lift-out: the two CRDs file under the same business name, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Daniel Joseph Czulno | Lexington, Ky | Jun 29, 2022 | Jun 14, 2022 |
| Logan Steven Gilland | Lexington, Ky | Jun 29, 2022 | Jun 14, 2022 |
The rule
- Registrations ended
- Jun 29, 2022
- Registered next
- Jun 14, 2022
- Branch state
- KY
- Cities
- 1, most in Lexington, Ky
- Registered there that day
- 2 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- One enterprise because
- the two CRDs file under the same business name
- Succession by the destination
- a succession within a year (Apr 14, 2022), not necessarily this firm