DFX Intelligence

RIA Intelligence

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Firm absorbed

3 advisors left P•••••••• W••••• M••••••••• I••• for S••••• W••••• M•••••••••

independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Bruce Richard BartonLos Gatos, CaSep 5, 2025Aug 1, 2025
Ian Maximilian GondaSan Jose, CaSep 5, 2025Aug 1, 2025
Sheac Yee Lim-HamiltonLos Gatos, CaSep 5, 2025Aug 1, 2025
The rule
Registrations ended
Sep 5, 2025
Registered next
Aug 1, 2025
Branch state
CA
Cities
2, most in Los Gatos, Ca
Registered there that day
4 (people still on IAPD; an estimate)
Share of that headcount
75%
Succession by the destination
none on the tape
Other teams out of P•••••••• W••••• M••••••••• I•••Other teams into S••••• W••••• M•••••••••