DFX Intelligence
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Team lift-out
2 advisors left C•••••••• I••••••••• R••••••• A•••••••• I••• for P•••• F•••••••• A••••••• I••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Lisa Anne Malick | Broomfield, Co | Sep 20, 2022 | Sep 23, 2022 |
| Shannon Jeanette Ross | Broomfield, Co | Sep 20, 2022 | Sep 23, 2022 |
The rule
- Registrations ended
- Sep 20, 2022
- Registered next
- Sep 23, 2022
- Branch state
- CO
- Cities
- 1, most in Broomfield, Co
- Registered there that day
- 3,183 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape