DFX Intelligence
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Team lift-out
2 advisors left C•••••••• I••••••••• R••••••• A•••••••• I••• for P••••••••• P•••• A•••••••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Michael Jude Clarke | Culver City, Ca | Feb 13, 2019 | Oct 12, 2018 |
| Richard Lee Watson | Roseville, Ca | Feb 13, 2019 | Oct 10, 2018 |
The rule
- Registrations ended
- Feb 13, 2019
- Registered next
- Oct 10, 2018 to Oct 12, 2018
- Branch state
- CA
- Cities
- 2, most in Roseville, Ca
- Registered there that day
- 2,382 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape